Skip to main content

Gimbel Lisa's Form 4 filing

PubMatic, Inc. (PUBM) · filed Aug 19, 2025

Accession no.
0001415889-25-022329
Filed
Aug 19, 2025
Trade date
Aug 15-18, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.93K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gimbel LisaCIK 0001980851Officer (CHIEF ACCOUNTING OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2025Class A Common StockMOption exerciseAcquired+1,395$0.00$07,016Direct
Aug 15, 2025Class A Common StockMOption exerciseAcquired+773$0.00$07,789Direct
Aug 15, 2025Class A Common StockMOption exerciseAcquired+802$0.00$08,591Direct
Aug 18, 2025Class A Common StockSSaleDisposed−1,062$8.41F2−$8,931.427,529Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2025Class A Common StockMOption exerciseDisposed−1,395$0.00$011,160Direct
Aug 15, 2025Class A Common StockMOption exerciseDisposed−773$0.00$07,726Direct
Aug 15, 2025Class A Common StockMOption exerciseDisposed−802$0.00$011,218Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $8.30 to $8.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)