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Yea Christopher's Form 4 filing

KalVista Pharmaceuticals, Inc. (KALV) · filed Aug 19, 2025

Accession no.
0001415889-25-022306
Filed
Aug 19, 2025
Trade date
Aug 17-18, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $34.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yea ChristopherCIK 0001691102Officer (CHIEF DEVELOPMENT OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2025Common StockMOption exerciseAcquired+4,203–F1–132,142Direct
Aug 18, 2025Common StockSSaleDisposed−2,649$13.19−$34,940.31129,493Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 17, 2025Common StockMOption exerciseDisposed−1,773$0.00$05,322Direct
Aug 17, 2025Common StockMOption exerciseDisposed−2,430$0.00$02,431Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)