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Unterseher Loren A's Form 4 filing

SkyWater Technology, LLC (SKYT) · filed Aug 18, 2025

Accession no.
0001415889-25-022204
Filed
Aug 18, 2025, 6:09 PM ET
Trade date
Aug 14-18, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $3.77M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Unterseher Loren ACIK 0001741560Director, 10% Owner
CMI Oxbow Partners, LLCCIK 0001857392Director, 10% Owner
Oxbow Industries, LLCCIK 0001857514Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2025Common StockSSaleDisposed−217,329$11.80F1−$2,564,4179,595,260Direct
Aug 15, 2025Common StockSSaleDisposed−5,684$11.51F3−$65,395.569,589,576Direct
Aug 18, 2025Common StockSSaleDisposed−97,957$11.62F4−$1,138,338.719,491,619Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of 217,329 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 14, 2025 with sale prices ranging from $11.60 to $12.08 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average price of 5,684 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 15, 2025 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average price of 97,957 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 18, 2025 with sale prices ranging from $11.50 to $11.73 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)