Siebel Thomas M's Form 4 filing
C3.ai, Inc. (AI) · filed Aug 5, 2025
- Accession no.
- 0001415889-25-021072
- Filed
- Aug 5, 2025
- Trade date
- Aug 1-4, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $7.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siebel Thomas MCIK 0001031530 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Class A Common Stock | AGrant or awardAcquired | +40,125 | $0.00 | $0 | 40,125 | Direct | |
| Aug 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +53,125 | – | – | 93,250 | Direct | |
| Aug 2, 2025 | Class A Common Stock | MOption exerciseAcquired | +283,333 | – | – | 376,583 | Direct | |
| Aug 3, 2025 | Class A Common Stock | MOption exerciseAcquired | +283,333 | – | – | 659,916 | Direct | |
| Aug 4, 2025 | Class A Common Stock | SSaleDisposed | −336,000 | $22.77 | −$7,650,720 | 323,916 | Direct | |
| Aug 4, 2025 | Class A Common Stock | GGiftDisposed | −323,916 | $0.00 | $0 | 0 | Direct | |
| Aug 4, 2025 | Class A Common Stock | GGiftAcquired | +323,916 | $0.00 | $0 | 3,551,250 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −53,125 | $0.00 | $0 | 159,375 | Direct | |
| Aug 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −283,333 | $0.00 | $0 | 850,001 | Direct | |
| Aug 3, 2025 | Class A Common Stock | MOption exerciseDisposed | −283,333 | $0.00 | $0 | 566,668 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.