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DeFazio Mark R's Form 4 filing

Metropolitan Bank Holding Corp. (MCB) · filed Jun 12, 2025

Accession no.
0001415889-25-017065
Filed
Jun 12, 2025
Trade date
Jun 10, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $2.85M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DeFazio Mark RCIK 0001720742Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 10, 2025Common StockSSaleDisposed−19,873$65.33F1−$1,298,303.0997,426Direct
Jun 10, 2025Common StockSSaleDisposed−3,241$66.01F6−$213,938.4194,185Direct
Jun 10, 2025Common StockSSaleDisposed−17,642$65.33F8−$1,152,551.862,875Indirect
Jun 10, 2025Common StockSSaleDisposed−2,875$66.01F9−$189,778.750Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The $65.3330 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.8600 to $65.8600, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 1.

Referenced by the price of 1 transaction in Table I.

F6

The $66.0122 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.8700 to $66.4200, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 6.

Referenced by the price of 1 transaction in Table I.

F8

The $65.3330 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.8600 to $65.8600, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 8.

Referenced by the price of 1 transaction in Table I.

F9

The $66.0120 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.8700 to $66.3450, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 9.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)