Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed May 23, 2025
- Accession no.
- 0001415889-25-014419
- Filed
- May 23, 2025, 4:05 PM ET
- Trade date
- Apr 4-May 22, 2025
- Filing delay
- 49 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.26M. It was filed 49 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2025 | Common Stock | JOtherDisposed | −162,392 | $6.10 | −$990,591.2 | 2 | Indirect | |
| May 21, 2025 | Common Stock | AGrant or awardAcquired | +11,428 | $0.00 | $0 | 23,713 | Direct | |
| May 22, 2025 | Common Stock | SSaleDisposed | −134,049 | $9.41F4 | −$1,261,092.78 | 11,026,783 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Reflects the weighted average price of 134,049 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on May 22, 2025 with sale prices ranging from $9.40 to $9.4991 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.