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Scott Kathleen D.'s Form 4 filing

ARS Pharmaceuticals, Inc. (SPRY) · filed May 22, 2025

Accession no.
0001415889-25-014184
Filed
May 22, 2025
Trade date
May 20, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $705.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scott Kathleen D.CIK 0001794284Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2025Common StockMOption exerciseAcquired+50,000$1.50+$75,00057,424Direct
May 20, 2025Common StockSSaleDisposed−50,000$14.10−$705,0007,424Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 20, 2025Common StockMOption exerciseDisposed−50,000$0.00$0752,330Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)