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Yea Christopher's Form 4 filing

KalVista Pharmaceuticals, Inc. (KALV) · filed May 20, 2025

Accession no.
0001415889-25-013870
Filed
May 20, 2025
Trade date
May 17-19, 2025
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $30.8K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yea ChristopherCIK 0001691102Officer (CHIEF DEVELOPMENT OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 17, 2025Common StockMOption exerciseAcquired+4,205–F1–98,157Direct
May 19, 2025Common StockSSaleDisposed−2,600$11.84−$30,78495,557Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 17, 2025Common StockMOption exerciseDisposed−1,774$0.00$07,095Direct
May 17, 2025Common StockMOption exerciseDisposed−2,431$0.00$04,861Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)