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York Charles N II's Form 4 filing

Day One Biopharmaceuticals, Inc. (DAWN) · filed May 19, 2025

Accession no.
0001415889-25-013679
Filed
May 19, 2025
Trade date
May 15-16, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $26.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
York Charles N IICIK 0001655962Officer (COO, CFO AND SECRETARY)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2025Common StockMOption exerciseAcquired+1,375––254,013Direct
May 15, 2025Common StockMOption exerciseAcquired+2,250––256,263Direct
May 15, 2025Common StockMOption exerciseAcquired+6,625––262,888Direct
May 15, 2025Common StockMOption exerciseAcquired+6,625––269,513Direct
May 16, 2025Common StockSSaleDisposed−4,282$6.26−$26,805.32265,231Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 15, 2025Common StockMOption exerciseDisposed−1,375$0.00$02,750Direct
May 15, 2025Common StockMOption exerciseDisposed−2,250$0.00$013,500Direct
May 15, 2025Common StockMOption exerciseDisposed−6,625$0.00$066,250Direct
May 15, 2025Common StockMOption exerciseDisposed−6,625$0.00$092,750Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)