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Siebel Thomas M's Form 4 filing

C3.ai, Inc. (AI) · filed May 15, 2025

Accession no.
0001415889-25-013254
Filed
May 15, 2025
Trade date
May 13-14, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $14.7M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Siebel Thomas MCIK 0001031530Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 13, 2025Class A Common StockSSaleDisposed−341,698$24.00F2−$8,200,7524,674,643Indirect
May 14, 2025Class A Common StockSSaleDisposed−272,079$23.99F4−$6,527,175.214,402,564Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.775 to $24.34, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.69 to $24.66, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)