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DeStefano David's Form 4 filing

Vertex, Inc. (VERX) · filed May 14, 2025

Accession no.
0001415889-25-012874
Filed
May 14, 2025
Trade date
May 12-13, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $17.7M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DeStefano DavidCIK 0001818526Director, Officer (PRESIDENT & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 12, 2025Class A Common StockMOption exerciseAcquired+428,396$2.50+$1,070,9901,219,728Direct
May 12, 2025Class A Common StockMOption exerciseAcquired+132,799$32.16+$4,270,815.841,352,527Direct
May 12, 2025Class A Common StockSSaleDisposed−290,797$37.18−$10,811,832.461,061,730Direct
May 12, 2025Class A Common StockSSaleDisposed−64,018$37.82−$2,421,160.76997,712Direct
May 12, 2025Class A Common StockSSaleDisposed−8,301$38.65−$320,833.65989,411Direct
May 13, 2025Class A Common StockMOption exerciseAcquired+186,591$3.73+$695,984.431,176,002Direct
May 13, 2025Class A Common StockSSaleDisposed−50,571$37.27−$1,884,781.171,125,431Direct
May 13, 2025Class A Common StockSSaleDisposed−58,844$38.06−$2,239,602.641,066,587Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 12, 2025Class A Common StockMOption exerciseDisposed−428,396$0.00$00Direct
May 12, 2025Class A Common StockMOption exerciseDisposed−132,799$0.00$00Direct
May 13, 2025Class A Common StockMOption exerciseDisposed−186,591$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)