Torstad Elisabeth's Form 4/A amendment
AmendedUL Solutions Inc. (ULS) · filed May 6, 2025
- Accession no.
- 0001415889-25-012157
- Filed
- May 6, 2025
- Trade date
- May 1, 2024
- Filing delay
- 370 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 18, 2024
This filing lists 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $100.0K. It was filed 370 days after the trade.
This amendment restates part of 0001628280-24-016783 (filed Apr 18, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Torstad ElisabethCIK 0001997462 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2024 | Class A Common Stock | AGrant or awardAcquired | +4,878 | $0.00 | $0 | 4,878 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-24-016783 (filed Apr 18, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2024 | Class A Common Stock | PPurchaseAcquired | +3,571 | $28.00 | +$99,988 | 3,571 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2024 | Class A Common Stock | AGrant or awardAcquired | +4,881 | $0.00 | $0 | 4,881 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each deferred restricted stock unit represents the contingent right to receive one share of the Issuer's Class A Common Stock.
- F2
The deferred restricted stock units will vest on the earlier of the one-year anniversary of the grant date or the date of the annual meeting following the grant date and will be settled in shares of the Issuer's Class A Common Stock either (i) on a date selected by the reporting person pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), or (ii) as otherwise provided by the Plan.
Remarks
The deferred restricted stock unit grant was inadvertently reported early on April 18, 2024 and was subsequently reported on a second Form 4 filed on May 23, 2024. This amendment corrects the title of the security, the number of derivative securities acquired, the number of derivative securities beneficially owned following the reported transaction and the vesting thereof.