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Yen Kristen's Form 4 filing

Soleno Therapeutics Inc (SLNO) · filed Mar 31, 2025

Accession no.
0001415889-25-009297
Filed
Mar 31, 2025
Trade date
Mar 27, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.38M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Yen KristenCIK 0001643441Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 27, 2025Common StockSSaleDisposed−1,769$65.97−$116,700.9381,236Direct
Mar 27, 2025Common StockSSaleDisposed−2,881$66.79−$192,421.9978,355Direct
Mar 27, 2025Common StockSSaleDisposed−5,239$67.70−$354,680.373,116Direct
Mar 27, 2025Common StockSSaleDisposed−6,891$68.79−$474,031.8966,225Direct
Mar 27, 2025Common StockSSaleDisposed−3,990$69.84−$278,661.662,235Direct
Mar 27, 2025Common StockSSaleDisposed−411$70.73−$29,070.0361,824Direct
Mar 27, 2025Common StockSSaleDisposed−597$71.74−$42,828.7861,227Direct
Mar 27, 2025Common StockSSaleDisposed−91$72.64−$6,610.2461,136Direct
Mar 27, 2025Common StockMOption exerciseAcquired+4,888$5.10+$24,928.866,024Direct
Mar 27, 2025Common StockMOption exerciseAcquired+3,750$2.41+$9,037.569,774Direct
Mar 27, 2025Common StockMOption exerciseAcquired+32,000$5.25+$168,000101,774Direct
Mar 27, 2025Common StockSSaleDisposed−50,156$66.00−$3,310,29651,618Direct
Mar 27, 2025Common StockSSaleDisposed−23,475$66.95−$1,571,651.2528,143Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 27, 2025Common StockMOption exerciseDisposed−4,888$0.00$02,445Direct
Mar 27, 2025Common StockMOption exerciseDisposed−3,750$0.00$011,667Direct
Mar 27, 2025Common StockMOption exerciseDisposed−32,000$0.00$055,392Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)