Hawkins James B's Form 4 filing
Audioeye Inc (AEYE) · filed Mar 21, 2025
- Accession no.
- 0001415889-25-008775
- Filed
- Mar 21, 2025
- Trade date
- Mar 19, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $204.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawkins James BCIK 0000898243 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2025 | Common Stock | PPurchaseAcquired | +11,200 | $15.00 | +$168,000 | 112,282 | Direct | |
| Mar 19, 2025 | Common Stock | PPurchaseAcquired | +2,100 | $17.50 | +$36,750 | 114,382 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2025 | Common Stock | XIn-the-money exerciseDisposed | −11,200 | $0.00 | $0 | 1,800 | Direct | |
| Mar 19, 2025 | Common Stock | XIn-the-money exerciseDisposed | −2,100 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.