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Witteveen Merel's Form 4 filing

C3.ai, Inc. (AI) · filed Feb 25, 2025

Accession no.
0001415889-25-005597
Filed
Feb 25, 2025
Trade date
Feb 23-25, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.90K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Witteveen MerelCIK 0002028706Officer (Senior VP, Operations)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2025Class A Common StockMOption exerciseAcquired+1,500–F1–7,046Direct
Feb 23, 2025Class A Common StockFTax withholdingDisposed−826$28.50−$23,5416,220Direct
Feb 25, 2025Class A Common StockSSaleDisposed−337$26.41−$8,900.175,883Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2025Class A Common StockMOption exerciseDisposed−1,500$0.00$09,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)