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Phan Kong's Form 4 filing

Confluent, Inc. (CFLT) · filed Feb 25, 2025

Accession no.
0001415889-25-005564
Filed
Feb 25, 2025
Trade date
Feb 21-24, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $162.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Phan KongCIK 0002037243Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2025Class A Common StockSSaleDisposed−2,178$31.58F2−$68,781.24177,415Direct
Feb 24, 2025Class A Common StockSSaleDisposed−1,600$30.39F4−$48,624175,815Direct
Feb 24, 2025Class A Common StockSSaleDisposed−1,440$31.16F5−$44,870.4174,375Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were sold at prices ranging from $30.74 to $31.59. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The shares were sold at prices ranging from $29.86 to $30.81. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The shares were sold at prices ranging from $31.02 to $31.30. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)