Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Feb 24, 2025
- Accession no.
- 0001415889-25-005369
- Filed
- Feb 24, 2025
- Trade date
- Feb 7-24, 2025
- Filing delay
- 17 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $647.8K. It was filed 17 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (CHIEF MEDICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | Common Stock | MOption exerciseAcquired | +22,556 | $0.00 | $0 | 47,641 | Direct | Duplicate filing |
| Feb 24, 2025 | Common Stock | SSaleDisposed | −4,370 | $63.14F3 | −$275,921.8 | 43,271 | Direct | |
| Feb 24, 2025 | Common Stock | SSaleDisposed | −5,577 | $64.26F4 | −$358,378.02 | 37,694 | Direct | |
| Feb 24, 2025 | Common Stock | SSaleDisposed | −208 | $64.88F5 | −$13,495.04 | 37,486 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2025 | Common Stock | MOption exerciseDisposed | −22,556 | $0.00 | $0 | 0 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average share price of an aggregate total of 4,370 shares sold in the price range of $62.79 to $63.775 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 5,577 shares sold in the price range of $63.825 to $64.805 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 208 shares sold in the price range of $64.845 to $64.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.