Miles Patrick's Form 4 filing
Alphatec Holdings, Inc.ATEC · filed Jan 31, 2025
- Accession no.
- 0001415889-25-002616
- Filed
- Jan 31, 2025
- Trade date
- Jan 29-30, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $1.12M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miles PatrickCIK 0001289409 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2025 | Common Stock | AGrant or awardAcquired | +311,634 | $0.00 | $0 | 5,813,349 | Direct | |
| Jan 29, 2025 | Common Stock | AGrant or awardAcquired | +340,955 | $0.00 | $0 | 6,154,304 | Direct | |
| Jan 29, 2025 | Common Stock | AGrant or awardAcquired | +48,240 | –F4 | – | 6,202,544 | Direct | |
| Jan 29, 2025 | Common Stock | SSaleDisposed | −50,000 | $12.03F6 | −$601,500 | 6,152,544 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −43,313 | $12.03F7 | −$521,055.39 | 6,109,231 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
On January 29, 2025, the issuer granted 48,240 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.