Patel Kavita's Form 4 filing
Arcellx, Inc. (ACLX) · filed Jan 14, 2025
- Accession no.
- 0001415889-25-001452
- Filed
- Jan 14, 2025
- Trade date
- Jan 14, 2025
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $98.8K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patel KavitaCIK 0001670683 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2025 | Common Stock | MOption exerciseAcquired | +1,500 | $6.66 | +$9,990 | 1,500 | Direct | |
| Jan 14, 2025 | Common Stock | SSaleDisposed | −800 | $64.95F2 | −$51,960 | 700 | Direct | |
| Jan 14, 2025 | Common Stock | SSaleDisposed | −400 | $66.62F3 | −$26,648 | 300 | Direct | |
| Jan 14, 2025 | Common Stock | SSaleDisposed | −300 | $67.32F4 | −$20,196 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 14, 2025 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 37,577 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $64.61 to $65.33 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 400 shares sold in the price range of $66.16 to $67.03 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 300 shares sold in the price range of $67.25 to $67.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.