Gilson Michelle's Form 4 filing
Arcellx, Inc. (ACLX) · filed Jan 10, 2025
- Accession no.
- 0001415889-25-001345
- Filed
- Jan 10, 2025
- Trade date
- Jan 3-8, 2025
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.36M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilson MichelleCIK 0001930862 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Common Stock | MOption exerciseAcquired | +15,339 | $0.00 | $0 | 38,834 | Direct | Duplicate filing |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −3,128 | $74.43F3 | −$232,817.04 | 24,463 | Direct | |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −1,546 | $75.23F4 | −$116,305.58 | 22,917 | Direct | |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −2,251 | $76.64F5 | −$172,516.64 | 20,666 | Direct | |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −2,327 | $77.06F6 | −$179,318.62 | 18,339 | Direct | |
| Jan 7, 2025 | Common Stock | SSaleDisposed | −4,760 | $75.53F8 | −$359,522.8 | 13,579 | Direct | |
| Jan 8, 2025 | Common Stock | SSaleDisposed | −3,997 | $73.69F8 | −$294,538.93 | 9,582 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Common Stock | MOption exerciseDisposed | −15,339 | $0.00 | $0 | 15,340 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average share price of an aggregate total of 3,128 shares sold in the price range of $73.80 to $74.74 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 1,546 shares sold in the price range of $74.85 to $75.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 2,251 shares sold in the price range of $75.93 to $76.91 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 2,327 shares sold in the price range of $76.93 to $77.16 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices that were not available from the broker at the time of filing. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.