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Elghandour Rami's Form 4 filing

Arcellx, Inc. (ACLX) · filed Jan 6, 2025

Accession no.
0001415889-25-000948
Filed
Jan 6, 2025
Trade date
Jan 2-6, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.24M. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001415889-25-001340 (Jan 10, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Elghandour RamiCIK 0001613689Director, Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 2, 2025Common StockMOption exerciseAcquired+55,459$0.00$0124,712Direct
Jan 3, 2025Common StockMOption exerciseAcquired+53,097$0.00$0177,809Direct
Jan 3, 2025Common StockSSaleDisposed−14,857$79.55F3−$1,181,874.35162,952Direct
Jan 6, 2025Common StockSSaleDisposed−13,776$77.17F3−$1,063,093.92149,176Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 2, 2025Common StockMOption exerciseDisposed−55,459$0.00$0110,918Direct
Jan 3, 2025Common StockMOption exerciseDisposed−53,097$0.00$053,098Direct
Jan 6, 2025Common StockAGrant or awardAcquired+223,964$0.00$0223,964Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices that were not available from the broker at the time of filing. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 2 transactions in Table I.

Remarks

Exhibit 24 - Power of Attorney; President, CEO and Chairman of the Board

Read the full filing on SEC EDGAR (opens in a new tab)