Levin Richard C's Form 4 filing
C3.ai, Inc. (AI) · filed Jan 3, 2025
- Accession no.
- 0001415889-25-000664
- Filed
- Jan 3, 2025
- Trade date
- Jan 2, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $417.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Levin Richard CCIK 0001255200 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Class A Common Stock | MOption exerciseAcquired | +12,000 | $4.68 | +$56,160 | 173,664 | Direct | |
| Jan 2, 2025 | Class A Common Stock | SSaleDisposed | −10,089 | $34.72F2 | −$350,290.08 | 163,575 | Direct | |
| Jan 2, 2025 | Class A Common Stock | SSaleDisposed | −1,911 | $35.20F3 | −$67,267.2 | 161,664 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2025 | Class A Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 51,955 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $34.14 to $35.13 security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $35.14 to $35.38 security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.