Gilliam Joseph E's Form 4 filing
GLAUKOS CorpGKOS · filed Dec 23, 2024
- Accession no.
- 0001415889-24-030120
- Filed
- Dec 23, 2024
- Trade date
- Dec 20, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $498.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilliam Joseph ECIK 0001705850 | Officer (PRESIDENT & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +1,053 | $39.10 | +$41,172.3 | 103,222 | Direct | |
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +2,275 | $69.30 | +$157,657.5 | 105,497 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −2,036 | $149.54F3 | −$304,463.44 | 103,461 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −1,292 | $150.35F4 | −$194,252.2 | 102,169 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −1,053 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −2,275 | $0.00 | $0 | 431 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $149.01 to $149.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $150.03 to $150.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.