McJannet David's Form 4/A amendment
AmendedHashiCorp, Inc. (HCP) · filed Dec 20, 2024
- Accession no.
- 0001415889-24-029998
- Filed
- Dec 20, 2024
- Trade date
- Sep 20, 2024
- Filing delay
- 91 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 23, 2024
This filing lists 1 non-derivative transaction. It carries over 9 transactions from the original filing that it did not restate. Open-market sales total $1.62M. It was filed 91 days after the trade.
This amendment restates part of 0001104659-24-102133 (filed Sep 23, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McJannet DavidCIK 0001894737 | Director, Officer (CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Class A Common Stock | SSaleDisposed | −47,773 | $33.84F3 | −$1,616,638.32 | 419,531 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-24-102133 (filed Sep 23, 2024).
Non-derivative securities (Table I)
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −17,812 | $0.00 | $0 | 89,063 | Direct | |
| Sep 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,561 | $0.00 | $0 | 45,363 | Direct | |
| Sep 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −28,440 | $0.00 | $0 | 284,397 | Direct | |
| Sep 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −20,705 | $0.00 | $0 | 289,864 | Direct | |
| Sep 20, 2024 | Class B Common Stock | MOption exerciseDisposed | −19,456 | $0.00 | $0 | 19,457 | Direct | |
| Sep 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +19,456 | $0.00 | $0 | 162,865 | Direct | |
| Sep 20, 2024 | Class A Common Stock | CConversionDisposed | −19,456 | $0.00 | $0 | 143,409 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSUs.
- F2
This amendment on Form 4/A is filed to correct the amount of shares sold. The original Form 4 reported a sale of 48,055 shares.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $33.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.