Lath Hitesh's Form 4 filing
C3.ai, Inc. (AI) · filed Dec 17, 2024
- Accession no.
- 0001415889-24-029691
- Filed
- Dec 17, 2024
- Trade date
- Dec 15-17, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $167.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lath HiteshCIK 0002014154 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,007 | –F1 | – | 8,858 | Direct | |
| Dec 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −4,058 | $39.46 | −$160,128.68 | 4,800 | Direct | |
| Dec 17, 2024 | Class A Common Stock | SSaleDisposed | −3,949 | $42.36 | −$167,279.64 | 851 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −8,007 | $0.00 | $0 | 128,124 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.