Colby Craig's Form 4 filing
OneStream, Inc.OS · filed Dec 17, 2024
- Accession no.
- 0001415889-24-029689
- Filed
- Dec 17, 2024
- Trade date
- Dec 13, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 5 derivative transactions. Open-market sales total $8.32M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colby CraigCIK 0002027404 | Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Class A Common Stock | MOption exerciseAcquired | +280,000 | $10.65 | +$2,982,000 | 280,000 | Direct | |
| Dec 13, 2024 | Class A Common Stock | SSaleDisposed | −208,194 | $29.47F2 | −$6,135,477.18 | 71,806 | Direct | |
| Dec 13, 2024 | Class A Common Stock | SSaleDisposed | −71,806 | $30.40F3 | −$2,182,902.4 | 0 | Direct | |
| Dec 13, 2024 | Class A Common Stock | CConversionAcquired | +167,821 | –F4 | – | 167,821 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Class A Common Stock | MOption exerciseDisposed | −140,000 | $0.00 | $0 | 169,917 | Direct | |
| Dec 13, 2024 | Class A Common Stock | MOption exerciseDisposed | −140,000 | $0.00 | $0 | 368,753 | Direct | |
| Dec 13, 2024 | Class D Common Stock | CConversionDisposed | −167,821 | $0.00 | $0 | 7,304 | Indirect | |
| Dec 13, 2024 | Class A Common Stock | CConversionAcquired | +167,821 | $0.00 | $0 | 167,821 | Indirect | |
| Dec 13, 2024 | Class A Common Stock | CConversionDisposed | −167,821 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 208,194 shares sold in the price range of $29.06 to $30.04 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 71,806 shares sold in the price range of $30.07 to $30.77 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis.
Referenced by the price of 1 transaction in Table I.
Remarks
Since the date of the Reporting Person's last Form 4, the Reporting Person resigned as trustee of the 2023 Trust for Kristen M. Colby dated April 27, 2023. Accordingly, the Reporting Person no longer has investment control over, and therefore is not deemed to beneficially own, any of the shares held by the 2023 Trust for Kristen M. Colby dated April 27, 2023.