Caracciolo Kathleen M's Form 4 filing
Full House Resorts Inc (FLL) · filed Dec 13, 2024
- Accession no.
- 0001415889-24-029353
- Filed
- Dec 13, 2024
- Trade date
- Dec 12, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $39.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caracciolo Kathleen MCIK 0001394884 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseAcquired | +1,900 | $1.70 | +$3,230 | 49,897 | Direct | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −1,900 | $4.41 | −$8,379 | 47,997 | Direct | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −7,000 | $4.43 | −$31,010 | 40,997 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseDisposed | −1,900 | $0.00 | $0 | 5,888 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.