DeStefano David's Form 4 filing
Vertex, Inc. (VERX) · filed Dec 12, 2024
- Accession no.
- 0001415889-24-029170
- Filed
- Dec 12, 2024, 6:14 PM ET
- Trade date
- Dec 10-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeStefano DavidCIK 0001818526 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2024 | Class A Common Stock | MOption exerciseAcquired | +164,832 | $2.50 | +$412,080 | 458,177 | Direct | |
| Dec 10, 2024 | Class A Common Stock | SSaleDisposed | −164,432 | $55.03 | −$9,049,136.93 | 293,745 | Direct | |
| Dec 10, 2024 | Class A Common Stock | SSaleDisposed | −400 | $55.52 | −$22,206 | 293,345 | Direct | |
| Dec 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +216,268 | $2.50 | +$540,670 | 509,613 | Direct | |
| Dec 11, 2024 | Class A Common Stock | SSaleDisposed | −216,268 | $55.04 | −$11,903,628.61 | 293,345 | Direct | |
| Dec 12, 2024 | Class A Common Stock | MOption exerciseAcquired | +343,893 | $0.153 | +$52,615.63 | 637,238 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −164,832 | $0.00 | $0 | 644,664 | Direct | |
| Dec 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −216,268 | $0.00 | $0 | 428,396 | Direct | |
| Dec 12, 2024 | Class A Common Stock | MOption exerciseDisposed | −343,893 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.