Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Dec 10, 2024
- Accession no.
- 0001415889-24-028845
- Filed
- Dec 10, 2024, 4:35 PM ET
- Trade date
- Dec 6-10, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.92M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Common Stock | SSaleDisposed | −100,000 | $9.38F1 | −$937,740 | 12,919,620 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −61,299 | $9.38F2 | −$575,223.69 | 12,858,321 | Direct | |
| Dec 10, 2024 | Common Stock | SSaleDisposed | −44,296 | $9.26F3 | −$410,154.38 | 12,814,025 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 6, 2024 with sale prices ranging from $9.00 to $9.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 61,299 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2024 with sale prices ranging from $9.25 to $10.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 44,296 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 10, 2024 with sale prices ranging from $9.25 to $9.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.