Choudary Kiran Kumar's Form 4 filing
Rubrik, Inc. (RBRK) · filed Dec 6, 2024
- Accession no.
- 0001415889-24-028546
- Filed
- Dec 6, 2024
- Trade date
- Dec 4-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Choudary Kiran KumarCIK 0002020220 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2024 | Class A Common Stock | CConversionAcquired | +1,000 | $0.00 | $0 | 374,760 | Direct | |
| Dec 4, 2024 | Class A Common Stock | SSaleDisposed | −1,800 | $51.51 | −$92,718 | 372,960 | Direct | |
| Dec 6, 2024 | Class A Common Stock | SSaleDisposed | −30,000 | $65.78 | −$1,973,400 | 342,960 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 4, 2024 | Class B Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 90,450 | Direct | |
| Dec 4, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,000 | –F3 | – | 1,000 | Direct | |
| Dec 4, 2024 | Class A Common Stock | CConversionDisposed | −1,000 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Referenced by the price of 2 transactions in Table II.