Almstead Neil Gregory's Form 4 filing
PTC Therapeutics, Inc. (PTCT) · filed Dec 4, 2024
- Accession no.
- 0001415889-24-028289
- Filed
- Dec 4, 2024
- Trade date
- Dec 2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Almstead Neil GregoryCIK 0001578850 | Officer (CHIEF TECHNICAL OPS OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2024 | Common Stock | MOption exerciseAcquired | +2,594 | $51.00 | +$132,294 | 88,796 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −2,328 | $51.85F2 | −$120,706.8 | 86,468 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −266 | $52.73F3 | −$14,026.18 | 86,202 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseAcquired | +66,956 | $51.00 | +$3,414,756 | 153,158 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −58,345 | $51.97F4 | −$3,032,189.65 | 94,813 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −8,611 | $52.72F5 | −$453,971.92 | 86,202 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseAcquired | +2,060 | $51.00 | +$105,060 | 6,636 | Indirect | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −1,783 | $51.85F7 | −$92,448.55 | 4,853 | Indirect | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −277 | $52.76F8 | −$14,614.52 | 4,576 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2024 | Common Stock | MOption exerciseDisposed | −2,594 | $0.00 | $0 | 66,956 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseDisposed | −66,956 | $0.00 | $0 | 0 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseDisposed | −2,060 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.50 to $52.47 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $52.58 to $52.84 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.50 to $52.49 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $52.505 to $52.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.50 to $52.45 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $52.65 to $52.91 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.