Ali Wajid's Form 4 filing
Lumentum Holdings Inc. (LITE) · filed Dec 3, 2024
- Accession no.
- 0001415889-24-028202
- Filed
- Dec 3, 2024
- Trade date
- Nov 29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $2.54M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ali WajidCIK 0001561100 | Officer (EVP & CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Common Stock | SSaleDisposed | −13,288 | $84.43F2 | −$1,121,905.84 | 73,091 | Direct | |
| Nov 29, 2024 | Common Stock | SSaleDisposed | −10,947 | $85.21F3 | −$932,793.87 | 62,144 | Direct | |
| Nov 29, 2024 | Common Stock | SSaleDisposed | −5,652 | $86.23F4 | −$487,371.96 | 56,492 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
These sales were executed in multiple trades at prices ranging from $83.91 to $84.855. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
These sales were executed in multiple trades at prices ranging from $84.94 to $85.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F4
These sales were executed in multiple trades at prices ranging from $86.00 to $86.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.