Stamm John Richard's Form 4 filing
Vertex, Inc. (VERX) · filed Nov 27, 2024
- Accession no.
- 0001415889-24-027801
- Filed
- Nov 27, 2024
- Trade date
- Nov 22, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $134.5K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stamm John RichardCIK 0001818885 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2024 | Class A Common Stock | GGiftDisposed | −1,100 | $0.00 | $0 | 15,535 | Direct | |
| Nov 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,500 | $3.73 | +$9,325 | 18,035 | Direct | |
| Nov 22, 2024 | Class A Common Stock | SSaleDisposed | −2,500 | $53.81 | −$134,525 | 15,535 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,500 | $0.00 | $0 | 18,623 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.