Buscemi Stephanie's Form 4 filing
Confluent, Inc. (CFLT) · filed Nov 26, 2024
- Accession no.
- 0001415889-24-027787
- Filed
- Nov 26, 2024
- Trade date
- Nov 22-25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.57M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buscemi StephanieCIK 0001567190 | Officer (CHIEF MARKETING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2024 | Class A Common Stock | CConversionAcquired | +22,906 | –F1 | – | 167,279 | Direct | |
| Nov 22, 2024 | Class A Common Stock | SSaleDisposed | −22,906 | $31.00 | −$710,086 | 144,373 | Direct | |
| Nov 25, 2024 | Class A Common Stock | CConversionAcquired | +26,047 | –F1 | – | 170,420 | Direct | |
| Nov 25, 2024 | Class A Common Stock | SSaleDisposed | −26,047 | $32.89 | −$856,685.83 | 144,373 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2024 | Class B Common Stock | MOption exerciseDisposed | −22,906 | $0.00 | $0 | 762,692 | Direct | |
| Nov 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +22,906 | $0.00 | $0 | 22,906 | Direct | |
| Nov 22, 2024 | Class A Common Stock | CConversionDisposed | −22,906 | $0.00 | $0 | 0 | Direct | |
| Nov 25, 2024 | Class B Common Stock | MOption exerciseDisposed | −26,047 | $0.00 | $0 | 736,645 | Direct | |
| Nov 25, 2024 | Class A Common Stock | MOption exerciseAcquired | +26,047 | $0.00 | $0 | 26,047 | Direct | |
| Nov 25, 2024 | Class A Common Stock | CConversionDisposed | −26,047 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Referenced by the price of 2 transactions in Table I.