Gilson Michelle's Form 4 filing
Arcellx, Inc. (ACLX) · filed Nov 19, 2024
- Accession no.
- 0001415889-24-027269
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $156.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilson MichelleCIK 0001930862 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock | SSaleDisposed | −1,061 | $87.89F2 | −$93,251.29 | 700 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −500 | $89.17F3 | −$44,585 | 200 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −100 | $91.67 | −$9,167 | 100 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −100 | $95.00 | −$9,500 | 0 | Direct | |
| Nov 19, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $8.66 | +$25,980 | 3,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 78,315 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 1,061 shares sold in the price range of $87.36 to $88.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 500 shares sold in the price range of $88.74 to $89.66 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.