Mariner Jonathan D's Form 4 filing
OneStream, Inc. (OS) · filed Nov 18, 2024
- Accession no.
- 0001415889-24-027137
- Filed
- Nov 18, 2024
- Trade date
- Nov 14-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.19M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mariner Jonathan DCIK 0001063663 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2024 | Class A Common Stock | CConversionAcquired | +33,156 | –F1 | – | 33,156 | Direct | |
| Nov 14, 2024 | Class A Common Stock | CConversionAcquired | +5,241 | –F1 | – | 5,241 | Indirect | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −33,156 | $31.00F3 | −$1,027,836 | 0 | Direct | |
| Nov 18, 2024 | Class A Common Stock | SSaleDisposed | −5,241 | $31.00F4 | −$162,471 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2024 | Class D Common Stock | CConversionDisposed | −33,156 | $0.00 | $0 | 258,333 | Direct | |
| Nov 14, 2024 | Class A Common Stock | CConversionAcquired | +33,156 | $0.00 | $0 | 33,156 | Direct | |
| Nov 14, 2024 | Class A Common Stock | CConversionDisposed | −33,156 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2024 | Class D Common Stock | CConversionDisposed | −5,241 | $0.00 | $0 | 40,838 | Indirect | |
| Nov 14, 2024 | Class A Common Stock | CConversionAcquired | +5,241 | $0.00 | $0 | 5,241 | Indirect | |
| Nov 14, 2024 | Class A Common Stock | CConversionDisposed | −5,241 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class A Common Stock was acquired upon the conversion, at the holder's election, of Class D Common Stock held by the holder on a 1:1 basis.
Referenced by the price of 2 transactions in Table I.
- F3
As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering pursuant to which the holder sold 33,156 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions.
Referenced by the price of 1 transaction in Table I.
- F4
As previously disclosed in the Issuer's prospectus dated November 14, 2024, filed with the Securities and Exchange Commission on November 15, 2024, on November 18, 2024, the Issuer completed an underwritten public offering pursuant to which the holder sold 5,241 shares of Class A Common Stock at a public offering price of $31 per share, or a net per share price of $29.9925 after deducting $1.0075 per share of underwriting discounts and commissions.
Referenced by the price of 1 transaction in Table I.