Bahl Sanjeev's Form 4 filing
Latham Group, Inc. (SWIM) · filed Nov 14, 2024
- Accession no.
- 0001415889-24-026913
- Filed
- Nov 14, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $69.3K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bahl SanjeevCIK 0001907232 | Officer (CHIEF OPERATING OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock, par value $0.0001 per share | MOption exerciseAcquired | +25,904 | $3.24 | +$83,928.96 | 288,715 | Direct | |
| Nov 11, 2024 | Common Stock, par value $0.0001 per share | DReturned to the companyDisposed | −14,154 | $5.93 | −$83,933.22 | 274,561 | Direct | |
| Nov 11, 2024 | Common Stock, par value $0.0001 per share | SSaleDisposed | −11,750 | $5.90 | −$69,325 | 262,811 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock, par value $0.0001 per share | MOption exerciseDisposed | −25,904 | $3.24 | −$83,928.96 | 77,714 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.