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Isner Joshua's Form 4 filing

Axon Enterprise, Inc. (AXON) · filed Nov 13, 2024

Accession no.
0001415889-24-026716
Filed
Nov 13, 2024
Trade date
Nov 12-13, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 10 non-derivative transactions. Open-market sales total $12.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Isner JoshuaCIK 0001648518Officer (PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2024Common StockSSaleDisposed−76$598.74−$45,504.24228,090Direct
Nov 12, 2024Common StockSSaleDisposed−1,494$600.47F1−$897,102.18226,596Direct
Nov 12, 2024Common StockSSaleDisposed−741$601.36F2−$445,607.76225,855Direct
Nov 12, 2024Common StockSSaleDisposed−2,191$602.59F3−$1,320,274.69223,664Direct
Nov 12, 2024Common StockSSaleDisposed−991$604.56F4−$599,118.96222,673Direct
Nov 12, 2024Common StockSSaleDisposed−1,971$605.74F5−$1,193,913.54220,702Direct
Nov 12, 2024Common StockSSaleDisposed−4,241$606.92F6−$2,573,947.72216,461Direct
Nov 12, 2024Common StockSSaleDisposed−3,295$607.60F7−$2,002,042213,166Direct
Nov 12, 2024Common StockSSaleDisposed−5,000$609.11−$3,045,550208,166Direct
Nov 13, 2024Common StockGGiftDisposed−9,000$0.00$0199,166Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The transaction was executed in multiple trades at prices ranging from $600.00 to $600.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

The transaction was executed in multiple trades at prices ranging from $601.06 to $602.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $602.495 to $603.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $604.1201 to $605.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $605.205 to $606.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $606.285 to $607.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $607.40 to $608.3823. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)