Gilson Michelle's Form 4 filing
Arcellx, Inc. (ACLX) · filed Nov 12, 2024
- Accession no.
- 0001415889-24-026655
- Filed
- Nov 12, 2024
- Trade date
- Nov 8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.24M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilson MichelleCIK 0001930862 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +7,200 | $8.66 | +$62,352 | 14,115 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −9,700 | $100.26F2 | −$972,522 | 4,415 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −1,853 | $101.27F3 | −$187,653.31 | 2,562 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −801 | $102.33F4 | −$81,966.33 | 1,761 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −7,200 | $0.00 | $0 | 81,315 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 9,700 shares sold in the price range of $99.99 to $100.98 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 1,853 shares sold in the price range of $101.03 to $101.99 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 801 shares sold in the price range of $102.055 to $102.56 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.