Patel Kavita's Form 4 filing
Arcellx, Inc. (ACLX) · filed Nov 12, 2024
- Accession no.
- 0001415889-24-026654
- Filed
- Nov 12, 2024
- Trade date
- Nov 7-11, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $5.97M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Patel KavitaCIK 0001670683 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +8,478 | $6.66 | +$56,463.48 | 8,478 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −8,478 | $99.30F2 | −$841,865.4 | 0 | Direct | |
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +7,976 | $6.66 | +$53,120.16 | 7,976 | Direct | |
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +25,787 | $15.00 | +$386,805 | 33,763 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −5,900 | $99.60F3 | −$587,640 | 27,863 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −2,076 | $100.57F4 | −$208,783.32 | 25,787 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −25,787 | $105.46F5 | −$2,719,497.02 | 0 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +15,238 | $15.00 | +$228,570 | 15,238 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −12,233 | $105.68F6 | −$1,292,783.44 | 3,005 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −3,005 | $106.91F7 | −$321,264.55 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −8,478 | $0.00 | $0 | 51,553 | Direct | |
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −7,976 | $0.00 | $0 | 43,577 | Direct | |
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −25,787 | $0.00 | $0 | 35,751 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −15,238 | $0.00 | $0 | 20,513 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 8,478 shares sold in the price range of $99.24 to $99.48 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 5,900 shares sold in the price range of $99.24 to $100.12 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 2,076 shares sold in the price range of $100.57 to $100.58 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 25,787 shares sold in the price range of $105.24 to $105.96 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 12,233 shares sold in the price range of $105.34 to $106.27 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of an aggregate total of 3,005 shares sold in the price range of $106.34 to $107.25 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.