Skip to main content

Heffes Brett D's Form 4 filing

Winmark Corp (WINA) · filed Nov 7, 2024

Accession no.
0001415889-24-026346
Filed
Nov 7, 2024
Trade date
Nov 5-6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 15 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.57M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heffes Brett DCIK 0001237904Director, Officer (CHAIR AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2024Common StockMOption exerciseAcquired+3,497$143.20+$500,770.4114,997Direct
Nov 5, 2024Common StockMOption exerciseAcquired+2,000$156.00+$312,000116,997Direct
Nov 5, 2024Common StockSSaleDisposed−168$395.49−$66,442.32116,829Direct
Nov 5, 2024Common StockSSaleDisposed−1,150$395.00−$454,250115,679Direct
Nov 5, 2024Common StockSSaleDisposed−166$393.64−$65,344.24115,513Direct
Nov 5, 2024Common StockSSaleDisposed−2,113$392.92−$830,239.96113,400Direct
Nov 5, 2024Common StockSSaleDisposed−1,900$390.00−$741,000111,500Direct
Nov 5, 2024Common StockMOption exerciseAcquired+695$143.87+$99,989.65112,195Direct
Nov 5, 2024Common StockMOption exerciseAcquired+305$143.20+$43,676112,500Direct
Nov 6, 2024Common StockMOption exerciseAcquired+500$143.20+$71,600113,000Direct
Nov 6, 2024Common StockMOption exerciseAcquired+3,000$156.00+$468,000116,000Direct
Nov 6, 2024Common StockSSaleDisposed−502$405.00−$203,310115,498Direct
Nov 6, 2024Common StockSSaleDisposed−1,100$402.76−$443,036114,398Direct
Nov 6, 2024Common StockSSaleDisposed−1,598$401.94−$642,300.12112,800Direct
Nov 6, 2024Common StockSSaleDisposed−300$400.50−$120,150112,500Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 5, 2024Common StockMOption exerciseDisposed−4,302$143.20−$616,046.40Direct
Nov 5, 2024Common StockMOption exerciseDisposed−5,000$156.00−$780,0000Direct
Nov 5, 2024Common StockMOption exerciseDisposed−4,000$143.87−$99,989.653,305Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)