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Seizert Gerald L's Form 4 filing

Advent Convertible & Income Fund (AVK) · filed Oct 21, 2024

Accession no.
0001415889-24-025468
Filed
Oct 21, 2024
Trade date
Oct 17, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $13.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Seizert Gerald LCIK 0001251344Director, Other: TRUSTEE

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 17, 2024Common StockPPurchaseAcquired+1$11.28+$11.281,001Indirect
Oct 17, 2024Common StockPPurchaseAcquired+1,221$11.28+$13,772.881,221Indirect
Oct 17, 2024Common StockPPurchaseAcquired+2$11.28+$22.563,757Indirect
Oct 17, 2024Common StockPPurchaseAcquired+1$11.28+$11.286,739Direct
Oct 17, 2024Common StockPPurchaseAcquired+1$11.28+$11.284,024Direct
Oct 17, 2024Common StockPPurchaseAcquired+1$11.28+$11.286,116Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)