Maitland Tracy V's Form 4 filing
Advent Convertible & Income Fund (AVK) · filed Oct 21, 2024
- Accession no.
- 0001415889-24-025450
- Filed
- Oct 21, 2024
- Trade date
- Oct 17, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $148.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maitland Tracy VCIK 0001251345 | Director, Officer (CHAIRMAN, PRESIDENT & CEO), Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | Common Stock | PPurchaseAcquired | +11,362 | $11.28 | +$128,163.36 | 45,449 | Direct | |
| Oct 17, 2024 | Common Stock | PPurchaseAcquired | +1,817 | $11.28 | +$20,495.76 | 7,268 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.