Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Oct 16, 2024
- Accession no.
- 0001415889-24-025219
- Filed
- Oct 16, 2024
- Trade date
- Oct 14-16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $166.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2024 | Common Stock | MOption exerciseAcquired | +13,002 | $1.25 | +$16,252.5 | 1,601,882 | Direct | |
| Oct 14, 2024 | Common Stock | SSaleDisposed | −13,002 | $4.96 | −$64,489.92 | 1,588,880 | Direct | |
| Oct 15, 2024 | Common Stock | MOption exerciseAcquired | +7,285 | $1.25 | +$9,106.25 | 1,596,165 | Direct | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −7,285 | $4.99 | −$36,352.15 | 1,588,880 | Direct | |
| Oct 16, 2024 | Common Stock | MOption exerciseAcquired | +13,188 | $1.25 | +$16,485 | 1,602,068 | Direct | |
| Oct 16, 2024 | Common Stock | SSaleDisposed | −13,188 | $4.99 | −$65,808.12 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2024 | Common Stock | MOption exerciseDisposed | −13,002 | $0.00 | $0 | 39,779 | Direct | |
| Oct 15, 2024 | Common Stock | MOption exerciseDisposed | −7,285 | $0.00 | $0 | 32,494 | Direct | |
| Oct 16, 2024 | Common Stock | MOption exerciseDisposed | −13,188 | $0.00 | $0 | 19,306 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.