Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Oct 11, 2024
- Accession no.
- 0001415889-24-025045
- Filed
- Oct 11, 2024
- Trade date
- Oct 9-11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $185.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | MOption exerciseAcquired | +16,734 | $1.25 | +$20,917.5 | 1,605,614 | Direct | |
| Oct 9, 2024 | Common Stock | SSaleDisposed | −16,734 | $5.01 | −$83,837.34 | 1,588,880 | Direct | |
| Oct 10, 2024 | Common Stock | MOption exerciseAcquired | +9,560 | $1.25 | +$11,950 | 1,598,440 | Direct | |
| Oct 10, 2024 | Common Stock | SSaleDisposed | −9,560 | $4.99 | −$47,704.4 | 1,588,880 | Direct | |
| Oct 11, 2024 | Common Stock | MOption exerciseAcquired | +10,793 | $1.25 | +$13,491.25 | 1,599,673 | Direct | |
| Oct 11, 2024 | Common Stock | SSaleDisposed | −10,793 | $5.00 | −$53,965 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | MOption exerciseDisposed | −16,734 | $0.00 | $0 | 73,134 | Direct | |
| Oct 10, 2024 | Common Stock | MOption exerciseDisposed | −9,560 | $0.00 | $0 | 63,574 | Direct | |
| Oct 11, 2024 | Common Stock | MOption exerciseDisposed | −10,793 | $0.00 | $0 | 52,781 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.