Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Oct 8, 2024
- Accession no.
- 0001415889-24-024916
- Filed
- Oct 8, 2024
- Trade date
- Oct 4-8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $125.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2024 | Common Stock | MOption exerciseAcquired | +13,351 | $1.25 | +$16,688.75 | 1,602,231 | Direct | |
| Oct 4, 2024 | Common Stock | SSaleDisposed | −13,351 | $4.96 | −$66,220.96 | 1,588,880 | Direct | |
| Oct 7, 2024 | Common Stock | MOption exerciseAcquired | +8,382 | $1.25 | +$10,477.5 | 1,597,262 | Direct | |
| Oct 7, 2024 | Common Stock | SSaleDisposed | −8,382 | $5.00 | −$41,910 | 1,588,880 | Direct | |
| Oct 8, 2024 | Common Stock | MOption exerciseAcquired | +3,540 | $1.25 | +$4,425 | 1,592,420 | Direct | |
| Oct 8, 2024 | Common Stock | SSaleDisposed | −3,540 | $5.00 | −$17,700 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2024 | Common Stock | MOption exerciseDisposed | −13,351 | $0.00 | $0 | 101,790 | Direct | |
| Oct 7, 2024 | Common Stock | MOption exerciseDisposed | −8,382 | $0.00 | $0 | 93,408 | Direct | |
| Oct 8, 2024 | Common Stock | MOption exerciseDisposed | −3,540 | $0.00 | $0 | 89,868 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.