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Michaels Adam Laurance's Form 4/A amendment

Amended

Mama's Creations, Inc. (MAMA) · filed Oct 3, 2024

Accession no.
0001415889-24-024675
Filed
Oct 3, 2024
Trade date
Sep 24, 2024
Filing delay
9 days
Rule 10b5-1 plan
Not checked
Original filed
Sep 26, 2024

This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $489.0K. It was filed 9 days after the trade.

This amendment restates part of 0001415889-24-024000 (filed Sep 26, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Michaels Adam LauranceCIK 0001950993Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2024Common StockAGrant or awardAcquired+26,420–F3–569,680Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 24, 2024Common StockAGrant or awardAcquired+38,806$0.00$038,806Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001415889-24-024000 (filed Sep 26, 2024).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001415889-24-024000
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 24, 2024Common StockSSaleDisposed−65,898$7.42F2−$488,963.16543,260Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F2

Reflects the weighted average price of 65,898 shares of common stock of Mama's Creations, Inc. sold by the reporting person in multiple transactions on September 24, 2024, with sale prices ranging from $7.32 to $7.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This amendment is being filed to correct the number of restricted stock units ("RSUs") and stock options granted to the reporting person on September 24, 2024, which were inadvertently reported incorrectly in the original filing on September 26, 2024.

F2

RSUs scheduled to vest in four substantially equal annual installments on each of September 22, 2025, September 22, 2026, September 22, 2027 and September 22, 2028.

F3

Each RSU represents a contingent right to receive one share of MAMA common stock.

Referenced by the price of 1 transaction in Table I.

F4

Stock options scheduled to vest in three substantially equal annual installments on each of September 22, 2025, September 22, 2026 and September 22, 2027.

Read the full filing on SEC EDGAR (opens in a new tab)