Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Sep 30, 2024
- Accession no.
- 0001415889-24-024099
- Filed
- Sep 30, 2024
- Trade date
- Sep 26-30, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $48.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2024 | Common Stock | MOption exerciseAcquired | +652 | $1.25 | +$815 | 1,589,532 | Direct | |
| Sep 26, 2024 | Common Stock | SSaleDisposed | −652 | $5.00 | −$3,260 | 1,588,880 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseAcquired | +7,277 | $1.25 | +$9,096.25 | 1,596,157 | Direct | |
| Sep 27, 2024 | Common Stock | SSaleDisposed | −7,277 | $5.04 | −$36,676.08 | 1,588,880 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseAcquired | +1,675 | $1.25 | +$2,093.75 | 1,590,555 | Direct | |
| Sep 30, 2024 | Common Stock | SSaleDisposed | −1,675 | $5.01 | −$8,391.75 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2024 | Common Stock | MOption exerciseDisposed | −652 | $0.00 | $0 | 163,422 | Direct | |
| Sep 27, 2024 | Common Stock | MOption exerciseDisposed | −7,277 | $0.00 | $0 | 156,145 | Direct | |
| Sep 30, 2024 | Common Stock | MOption exerciseDisposed | −1,675 | $0.00 | $0 | 154,470 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.