Lee Daniel R's Form 4 filing
Full House Resorts Inc (FLL) · filed Sep 23, 2024
- Accession no.
- 0001415889-24-023855
- Filed
- Sep 23, 2024
- Trade date
- Sep 19-20, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $82.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Daniel RCIK 0001209589 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2024 | Common Stock | MOption exerciseAcquired | +16,070 | $1.25 | +$20,087.5 | 1,604,950 | Direct | |
| Sep 19, 2024 | Common Stock | SSaleDisposed | −16,070 | $5.07 | −$81,474.9 | 1,588,880 | Direct | |
| Sep 20, 2024 | Common Stock | MOption exerciseAcquired | +207 | $1.25 | +$258.75 | 1,589,087 | Direct | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −207 | $5.00 | −$1,035 | 1,588,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2024 | Common Stock | MOption exerciseDisposed | −16,070 | $0.00 | $0 | 164,281 | Direct | |
| Sep 20, 2024 | Common Stock | MOption exerciseDisposed | −207 | $0.00 | $0 | 164,074 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.