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Karas Eric's Form 4 filing

ARS Pharmaceuticals, Inc. (SPRY) · filed Sep 19, 2024

Accession no.
0001415889-24-023712
Filed
Sep 19, 2024
Trade date
Sep 18, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $140.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Karas EricCIK 0001951287Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 18, 2024Common StockMOption exerciseAcquired+10,000$1.50+$15,00015,693Direct
Sep 18, 2024Common StockSSaleDisposed−10,000$14.00−$140,0005,693Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 18, 2024Common StockMOption exerciseDisposed−10,000$0.00$0594,588Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)